Net liquidating equity
In addition, effective immediately, any other receivables from MFGI that are not included in the PAIB computation but that would ordinarily be an allowable asset for 30 days (, commissions receivable) and any receivable from an affiliate of MFGI must be treated as a non-allowable asset.Please note that the net capital treatment of proprietary assets held by MFGI, as discussed above, is subject to further change.It includes all new updates since the 4th edition released in 2011.This step-by-step guide on valuing noncontrolling interests includes the following: The book includes all of PPI's annual Partnership Re-Sale Discount Studies published between 2012-2016.Further information on the revised implementation schedule is available in the Operations Professional FAQ.11-14 FINRA Requests Comment on Proposed New FINRA Rule 3190 to Clarify the Scope of a Firm’s Obligations and Supervisory Responsibilities for Functions or Activities Outsourced to a Third-Party Service Provider 10-33 FINRA Requests Comment on Proposed Rule Requiring the Filing of Supplemental FOCUS Information and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Report Parts II and IIA 09-38 Guidance on the Net Capital and Reserve Formula Treatment of Senior Unsecured Debt Securities Issued Under the Debt Guarantee Program Component of the FDIC's Temporary Liquidity Guarantee Program; 08-65 FINRA Grants Additional, Temporary Relief from the Net Capital, Reserve Formula, Non-purpose Loan, and Maintenance Margin Requirements Applicable to Credit Extended on Auction Rate Securities to Broker-Dealers That Agree to Buy Back Auction Rate Securities November 9, 2011—SEA Rule 15c3-1 Net Capital Treatment of Proprietary Assets Held with MF Global Inc. (MFGI) became subject to a liquidation proceeding under the Securities Investor Protection Act of 1970.
This 16 page study provides detailed information about historical rates of return for real estate entities such as publicly-held limited partnerships and REITs.
To assist firms in complying with SEC Rules regarding financial and operational matters, FINRA has published and will periodically update certain interpretations provided by the staff of the SEC's Division of Trading and Markets.
To purchase a hard-copy, three-ring binder of 15-23 FINRA Provides Limited Relief Regarding Requirement to Promptly Transmit Funds in Connection With Sales of Securities on a Subscription-Way Basis for the Purpose of Completing Suitability Reviews Under Identified Conditions The implementation schedule for non-Day-One Professionals described in this Notice was revised by SR-FINRA-2011-060.
When ordering a 12 month subscription to the online database, you will also receive the 2017 Executive Summary Report on Re-Sale Discounts and Detailed Program Data by mail.
The Executive Summary Report and Detailed Program Data are sent via USPS or overnight delivery.
The report includes the following sections: This data was the basis for BVR's recent webinar, "Using the Empirical Method for Determining DLOMs" and has been presented at the AICPA, NACVA and ASA Business Valuation conferences.